Protecting Your Business. Powering Your Compliance
01
Develop and Monitor Internal Compliance
Draft and review internal controls and policies related to business operations.
02
Complaint Management
Track, investigate and respond to client and customer complaints to local, state and federal entities.
03
Compliance Auditing
Monitor and audit operational and procedural compliance relevant to internal controls, complaints, regulatory reporting, and regulatory requirements.
04
Regulatory and Compliance Filings
Coordinate and submit internal and external regulatory and compliance filings to regulators and interested parties
07
Regulatory Research and Analysis
Identify, research and document regulatory rules across multiple jurisdictions for new market entry and ongoing operations.
05
Monitor Regulatory Changes
Attend meetings, conferences, or other events where regulatory changes are discussed. Help implement changes to internal processes.
06
Company Policies
In coordination with company stakeholders, draft, train, and implement company policies and procedures for operations and reporting
08
Documentation Review
Assist in development and compliance review of contracts, marketing materials, legal documents, and other materials used internally or externally for clients, vendors, customers, or regulatory authorities.
Stay Compliant. Stay Ahead.
Regulatory missteps can be costly — let Nigel Solutions Group help you stay one step ahead. Whether you’re launching in a new market, preparing for an audit, or navigating ongoing compliance challenges, our experts are ready to support you.